https://www.afpc.org/publications/articles/promise-and-peril-in-the-caucasus

On January 27th, a gunman entered Azerbaijan’s embassy in Tehran, Iran, killed the embassy security officer and wounded two others. The episode received only fleeting coverage in the international media. In the wake of the incident, Azerbaijan’s President, Ilham Aliyev, openly accused “some of the branches of the Iranian establishment” of being responsible for the attack, and Baku promptly evacuated its embassy staff and dependents. It was a clear sign of the frictions between Azerbaijan and its not-so-friendly neighbor, Iran. 

To be sure, relations between the two countries had deteriorated sharply since the fall of 2020, when Azerbaijan, using mainly Turkish and Israeli weaponry, succeeded in taking back territories long occupied by regional rival Armenia. In that conflict, Iran had played a distinctly unhelpful role, seeking to stall Azerbaijan’s military advances and providing covert support for Armenia. But the incident itself, as well as its fallout, is indicative of a larger realignment of power politics now underway in Eurasia – one with immense implications for U.S. interests. 

Over the past two years, regional events have highlighted the importance of the Caucasus, the narrow isthmus between Iran and Russia that connects Europe to Central Asia through the Black and Caspian seas. America’s ill-conceived withdrawal from Afghanistan shut down hopes that landlocked Central Asian states would be able to open transport routes through that country, thereby connecting to the Indian subcontinent and the Indian ocean. Then, Russia’s invasion of Ukraine abruptly shut down the land transport corridor linking China to Europe through Kazakhstan, Russia and Belarus. Suddenly, the only land route linking China and Central Asia to Europe is the one that passes through the Caucasus.

But while America has paid increasing attention to Central Asia in recent years – Secretary of State Antony Blinken visited the region in February – it has all but ignored the three countries of the Caucasus. This, in spite of the region’s growing importance in relation to Central Asia, and to the countering of Iran.

Indeed, the Caucasus is a region where alignments don’t fit easily into preconceived notions. Iran has supported Christian Armenia against Muslim Azerbaijan, largely because up to a third of Iran’s own population consists of Turkic-speaking Azerbaijanis, whom Iran fears may seek to separate and join up with their northern brethren. Conversely, Israel has developed strong relations with Azerbaijan, capitalizing on the staunchly secular nature of Azerbaijani society and its government’s efforts to promote inter-religious harmony. Israeli drone technology, for instance, was critical to Azerbaijan’s victory in the 2020 war.

Turkey’s shift has been dramatic, too. A decade ago, Islamist impulses led the Turkish government of President Recep Tayyip Erdogan to pursue an accommodation with Iran while expanding the country’s stature in the Middle East. Turkey’s support for political Islam, in turn, led to the collapse of its relations with Israel, Egypt, Saudi Arabia and the United Arab Emirates. But the war in Syria put Turkey and Iran on a collision course, while changing domestic politics over the past half decade have led Istanbul to adopt a foreign and security policy heavily influenced by the nationalist (rather than Islamist) preferences.

As a result, Turkey has mended fences with Arab nations and with Israel – a process that has been facilitated by Azerbaijan, which managed to keep excellent relations with both Jerusalem and Ankara throughout. More important, from an American perspective, is the fact that Ankara has emerged as the strongest regional counterweight to Iran. Last December, the Turkish defense minister supervised joint military exercises along the Azerbaijani border with Iran, responding to drills that Tehran had organized only weeks prior in which Iranian forces practiced an invasion of Azerbaijan. Turkey and Azerbaijan now have a defense pact – something that has enabled Baku to speak up against Tehran in ways that were unthinkable a year ago.

Then there is Armenia. While Turkey and Azerbaijan are joining forces with Israel to counter Tehran, Yerevan finds itself stuck in an entente with both Tehran and Moscow dating back to the 1990s. Armenian Prime Minister Nikol Pashinyan has making noises about escaping Russia’s orbit of late, launching overtures to the U.S. and the European Union. But Russian influence in Armenia’s national security bureaucracy remains strong, as does Russian ownership of critical infrastructure in the country. More worrying is the fact that Armenia appears to have played a critical role in Iran’s transfer of drones and missiles to Russia for its war in Ukraine. 

In the middle of it all is Georgia, previously America’s closest partner in the region. But in recent years, Georgia’s government – now under the control of a shadowy tycoon who made his fortune in Russia in the 1990s – has become increasingly skeptical of the West.

America’s national security bureaucracy separates the Caucasus and the Middle East into different bureaus, with Central Asia in yet another office. This is part of the reason the U.S. has failed to respond to the ways in which the regional politics of these regions intertwine. In view of the challenges posed by Russia and Iran, however, Washington’s confusion is no longer tenable. It is in America’s interest to encourage Turkey’s emergence as a counterweight to Iran, and to nurture the growing alignment between Ankara, Baku and Jerusalem. The U.S. also needs to work to recover its influence in Georgia, as well as to reinforce the efforts it began in late 2022 to bring about a peace agreement between Armenia and Azerbaijan. All of the above, however, requires a much stronger American commitment to the security and stability of the countries of the Caucasus.

Svante E. Cornell is the Director of AFPC’s Central Asia-Caucasus Institute.

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https://www.19fortyfive.com/2023/01/putins-war-in-ukraine-is-brutal-it-looks-like-the-crimean-war/

As the Russian army struggles to hold on to the Crimean peninsula, we all ask where it is all leading. Most answers are mere speculation, for there are simply too many of what Donald Rumsfeld called “unknown unknowns.” But history may offer some insights. After all, this is not the first time Russia sought to hold onto those lands and the West mounted a military response. We’ve been there before. During the Crimean War of 1853-1856, Britain, France, and Ottoman Turkey confronted tsarist Russia over these same lands. Even though that war is scarcely remembered today, there are striking parallels between that conflict and the present. These earlier events can be divided into three phases.

First, in its nineteenth century war over Crimea, Russia suffered from an unbridgeable technological gap. Nicholas I decked out his troops in fancy uniforms and declared Russia’s army unbeatable, a claim supported by the memory of Russia’s victory over Napoleon earlier in the century. Nicholas hated Europe but was ignorant of its strengths. When a Moscow professor wrote that “We can expect nothing from the West but blind hatred and malice,” Nicholas reportedly wrote in the margin: “This is the whole point.” He was a deep-dyed expansionist, but Russia’s railroads were woefully inadequate, its telegraph system undeveloped, its field commanders had no spy balloons, and its soldiers lacked the percussion handguns with rifled barrels that were standard for the French and British forces.

Even though they were hopelessly outgunned and their generals outmaneuvered, Nicholas’ soldiers fought on, with a will that is absent among their counterparts today. Unlike Putin, Nicholas I was remorseful, yet his war dragged on for a year after the tsar’s death. This slow finale utterly discredited Russia’s military and the bribe-taking and corrupt officer corps that embodied it. Had Britain, France, and Ottoman Turkey struck a premature treaty with Russia, Nicholas’ tyranny would have survived and the old order would have remained intact.

Second, the humiliating defeat and Russia’s faltering economy gave rise to the threat of domestic unrest. Nicholas’ thirty-eight year old son, Alexander II, had no choice but to launch what became known as the “Epoch of Great Reforms.”  Defending his remarkable programs, the young tsar declared that “It is better to abolish serfdom from above than to wait until it begins to abolish itself from below.” He and his like-minded staff set about instituting westernizing reforms in areas as diverse as the courts and judiciary, banking, local government, and the military itself.

The capstone of Alexander II’s reforms was the abolition of serfdom. This system had condemned ninety percent of Russia’s population to a fate akin to slavery. Emancipation gave peasants the use of land and kept peasant life intact but prevented them from migrating to the cities. For all the inadequacies of its reform, Russia managed to end serfdom two years before the United States emancipated its far less numerous slaves and without the estimated 750,000 deaths of the American Civil War.

Third, for all their prudence and, in some cases, brilliance, the Great Reforms did not last. Within a decade Russia succumbed once more to imperialist fantasies. The immediate cause of the breakdown of the nineteenth century reforms were Polish subjects of the tsar who wanted to enjoy the same rights as Russians. Alexander II had abolished serfdom in Poland but was not about to accede to the Poles’ demand for decentralization and self-government. Others of the tsar’s subject peoples decided that they, too, wanted to gain more control over their destinies. By the end of the nineteenth century calls for autonomy and self-government were heard from Finland to Central Asia. Alexander II’s successors down to the Revolution of 1917 responded with brutal clampdowns.

The Polish crisis not only left the Great Reforms dead or dying, but it unleashed a tide of Russian chauvinism that would lead to the breakup of the tsarist empire. After Alexander II was assassinated in 1881, he was succeeded by his son, Alexander III. Cultural and political imperialism, not decentralization and self-government, became the order of the day. In the end, the great cause of reform in tsarist Russia was defeated by the fantasy of a centralized and homogeneous empire. After 1917 Lenin and the Communists also embraced it, and used their newly formed Red Army to impose it on the populace.   

TRAGIC REPLAY?

How significant are the similarities between the Crimean War of 1853-1855 and the present conflict in Ukraine? And what lessons can be drawn from Russia’s failure in its nineteenth century war in Crimea, from the Great Reforms, and from the country’s reversion to autocracy?  

In both conflicts Russia was motivated by imperial ideology. And in both cases Britain and France teamed up, joined today by the active participation of the U.S. and other European states. In both cases the Turks opposed Russia. True, their involvement in the 1850s did not thwart the tsar in the Crimean theater itself.  But today’s Turkish-made Bayraktar TB-2 drones have knocked out scores of Russian fighters, and their inventor, Selcuk Bayraktar, plans to erect a factory in Ukraine to build more.

Without Russia’s resounding defeat in 1855, it is inconceivable that the Era of Great Reforms would have followed. The same may be true today. To unleash a period of fundamental change, the same conditions that prevailed in 1856 must be present: the defeat of Russian forces in the field; the death of the tsar/leader and the discrediting of his advisors; and the fear of popular unrest within Russia itself. While Putin’s fate remains uncertain, all the other conditions are emerging today. And as in the 1850s, nothing would more surely derail future reforms in Russia or prolong the imperial ideology than for Putin somehow to survive his war, and for the core of his circle to remain intact. Russia’s defeat and the discrediting of its ideology are absolutely essential for Russia to come to its senses and launch reforms.

If and when that happens, Russia’s new reformers will need the West’s support and patience. What it certainly will not want will be ham-handed efforts to shape its reforms from abroad or to take advantage of its temporary weakness. If Russia’s new reformers seek advice or help from other countries, let them ask for it and, preferably, pay for it. Both the U.S. government and American foundations will do well to practice self-restraint this time, as they certainly did not after 1991.

The most sensitive issues that will arise in post-Putin Russia will be the same ones that dominated reformist thinking back in 1856: the definition of Russia’s national borders and the degree of decentralization and self-government to be allowed within them. How widely will the elective principle be applied across the Russian state? Will it be applied only to safely “Russian” provinces? Or will it applied also to the many unassimilated ethnic groups that exist even in the nominally Russian core? If post-Putin reformers fail to address this core issue, their reforms in all other areas will be doomed.

Russia may emerge from the present crisis with different borders than at present, and with ethnic or geographic regions and jurisdictions within them that are largely self-governing. In this connection, it is worth recalling that Boris Yeltsin called for the regions of the USSR “to grab as much sovereignty as you can swallow,” and for the election of regional governors and mayors who would be responsible to locally elected councils, as well as to Moscow. But Putin reversed all this. In the end, however, the Russians themselves must decide these issues.

What can be done to prevent Russia’s discredited chauvinists from reemerging a decade from now, on the heels of a post-Putin era of reforms? Very little indeed, other than to make sure that the reforms are certifiably the work of Russians themselves and not some kind of foreign “project.” Responding positively to requests for new ties with the post-Putin government will help, as will new links in education, culture, the economy, and security. But neither these nor other measures will obviate the need for America, in President Reagan’s words, to “trust but verify.”

AN ”ERA OF GREAT REFORMS” LOOMING?

What might follow a Russian defeat? Here we confront a fundamental difference between the two eras: Nicholas, broken by failure, conveniently died in 1855, clearing the way for a change of Russia’s leadership. Had he not died it is likely that he would have been overthrown. But Putin is still alive and intent on clinging to power. But he lacks the resources to hold onto whatever Ukrainian territory he seizes. Should he divert funds to that purpose he will likely face revolt at home. In short, even if Putin wins (which is daily less likely) he loses.

In both of its wars over Crimea, Russia’s troubles trace to overconfidence. But today, unlike in 1853, some members of Russia’s officer corps and many influential publicists still believe they could prevail if the national leadership were not holding them back. Unlike in 1853, this could lead to a declaration of all-out war, an expanded draft, and even to the use of nuclear weapons. This can occur with or without Putin. But leaders of a military coup would face the same constraints as Putin does today. Only the use of nuclear weapons is likely to change this. But even before that point is reached, unrest at home is likely to grow to such a degree as to threaten outright revolution. In short, a military takeover will likely foment and ever more fundamental upheaval within the Russian polity and demands for sweeping reforms.

What is the likelihood that such an upheaval would lead to a twenty-first century version of the Great Reforms? There are reasons for doubt. The war against Ukraine has exposed deep strata of corruption in Russia. Whole sectors of Russia’s economy are riddled with fraud, peculation and outright criminality.

Besides this, Putin quashed all opposition. His security forces brought downEvgeni Roizman, the reformist and anti-war former mayor of Ekaterinburg; attempted to poison Aleksei Navalny and then jailed himwithout access to his lawyer; and murdered Boris Nemtsov, the former vice-premier and founder of an independent political party. Putin’s first “mobilization” or draft led to the emigration of some 370,000 highly educated younger Russians, the very group from which new ranks of reformists might emerge.

Acknowledging all the factors, there exist important forces that might bring a new Russian reformism into being. Russia’s military leadership is itself conflicted. On one side is an aggressive war party; on the other side are large numbers of officers who are appalled by developments in Ukraine and believe that zealots and amateurs are destroying the great traditions of Suvorov and Kutuzov. If they have their way, they would cut their losses, withdraw from the war, and begin the laborious task of rebuilding Russia’s disgraced army.

Whichever faction wins, some kind of reform era is all but inevitable. Putin, who once prided himself as being young and virile, is now seventy. Millions of young Russians today are well educated and widely travelled. They admire the developed countries of Europe, Asia, and America, and consider the great power fantasies of Putin and his ilk to be just that, and a guaranty of backwardness. Worse, they view Putin and his generation as roadblocks blocking their own advancement. If they sense the dawning of reform, many of the men and women who fled abroad will return. And unlike the era of the Great Reforms, change-oriented members of their generation are spread across the entire economy and not confined to the civil service, intelligentsia, and officer corp.

https://nationalinterest.org/feature/russia-needs-its-own-charles-de-gaulle-203642

Win or lose, Putin and his weakened and his discredited system will not long survive. No one knows what will come next, but it is clear what should follow. Russia needs its own Charles de Gaulle, the French general-turned-president who got France out of its disastrous war in Algeria.

Back in 1958 when de Gaulle came out of retirement to become president, France faced an armed uprising by ethnic Algerians seeking independence. France had sent 600,000 soldiers there, who were supported by a million pieds noir, French who had settled there. The strife led to a terrible loss of lives, a revolt in the French army, and a fracturing of society that is still evident today. Far from conceding to such domestic forces, de Gaulle went himself to Algeria, ordered French troops there to cease backing the rebellious Committee of Public Safety, and then declared a ceasefire and granted independence to the Algerians, to be confirmed by a later vote, which took place on 1 July 1962. In its aftermath, 900,000 pieds noir abandoned Algeria.

De Gaulle succeeded because he envisioned a better future France without Algeria than with it and convinced a majority of French citizens that he was right. The best past forward for Putin’s successor is to do the same in Russia.

To be sure, Russia is not France and Ukraine is not Algeria. Ukraine had been ruled by Moscow down to 1991 but is now a sovereign state and a member of the United Nations. Algeria in 1958, by contrast, remained an integral part of the French state. Separation was even harder for Algeria than for Ukraine, which gained independence thanks to the collapse of the USSR. Most important, de Gaulle came to power just as colonialism was everywhere waning, while Putin came to power with the intent purpose of reviving it. De Gaulle took positive action with respect to France’s colonies while Putin used armed force to recapture two provinces of the Republic of Georgia and Ukraine’s Crimea.

Other aspects of de Gaulle’s approach are directly relevant to Russia. De Gaulle pulled out of Algeria not because he thought France was no longer a major power but because he was a nationalist who did not want to lose the rest of France’s empire. Similarly, a Russian withdrawal from Ukraine may be the only way Moscow can continue to hold onto the Kuril Islands, the Russian far East, and even Siberia. For the same reason Russia’s great nationalist writer Alexander Solzhenitsyn, writing as early as the 1960s, wanted Soviet Russia to “show good sense” and give up its non-Russian republics, including Ukraine. “Those lands that do not want to stay” should be allowed to leave. Why, he asked, should Russians “continue to pay for the mistakes of [their] fathers”?

In spite of such sound advice, Putin seems likely to barge ahead, and his immediate successor may well choose the same course. However, it is already clear that this will further harden Western opposition to Moscow’s imperial program, lead to the deaths of further thousands of young Russians at a time when Russia’s population is already diminishing, vitiate the Russian economy, and exacerbate tensions within Russian society. Admit it or not, Russia is at an impasse. Like France in 1958, it faces a fundamental choice between policies of the past and viable strategies for the future.

Putin’s Russian supporters may fear retribution when he leaves or is removed. Faced with the same problem de Gaulle issued a general amnesty, which covered the entire French army. Other Russians have convinced themselves that a “de Gaulle gambit” in Ukraine would rob Russia of its glorious past and diminish its role in the future. This is nonsense. Following the withdrawal from Algeria, de Gaulle launched his “politics of grandeur,” which featured staunch opposition to the United States and his two vetoes of Britain’s entry into the European Economic Community, later the EU. To be sure, Russia will have no choice but to abandon hope of reconquering any of the former Soviet republics that are now sovereign states, and it may have to renounce claims on some territories that are now within its borders. But this will still leave Russia with a vast territory and a large and talented population that can refocus its attention on the future rather than remain fixated on the bygone past.

Putin has long since passed the point at which he could do an about-face and pull a de Gaulle gambit in Ukraine. He is a small man, literally as well as figuratively, standing at 5’7” tall, as compared to de Gaulle’s 6’4.” He directs his plaudits not to de Gaulle but to Russia’s expansionist Tsar Peter the Great, who was 6’8.” Putin’s recent actions have further diminished his stature in the eyes of many thoughtful Russians, including many in the army and government.

There is already much speculation as to what or who might follow Putin. French hard-liners point to the fact that long after de Gaulle granted Algeria autonomy and even after Algerians voted overwhelmingly for it, some four-hundred French pieds noir were massacred in the Algerian city of Oran. Frustrated Russian troops have already committed genocide in Ukraine. Could Ukrainian anger also reach such a pitch?

Many alternatives to Putin can already be detected in Russia. These include military hard-liners who resent Putin’s failure to declare all-out war against Ukraine and want him to do so today, military reformers who want to pull back and rebuild their depleted forces and equipment, and many civic forces, including the new class of business leaders, followers of the jailed Alexei Navalny, and other individuals and groups.

Whoever emerges from the inevitable turmoil in Russia, he, she, or they will have to address the open wound that Putin’s Ukraine gambit has opened in the Russian polity itself. Far the best solution, for Russia and the world, would be for his successor to follow Charles de Gaulle’s model in Algeria and convince Russians themselves that their country will have a far better future without Ukraine than is possible with it.

S. Frederick Starr is founding chairman of the Kennan Institute and chairman of the Central Asia-Caucasus Institute.